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ENFORCEMENT DECREE OF THE FINANCIAL HOLDING COMPANIES ACT

ENFORCEMENT DECREE OF THE

FINANCIAL HOLDING COMPANIES ACT

Presidential Decree No.17014,Dec.20, 2000

Amended byPresidential Decree No.17291,Jul.7,2001

Presidential Decree No.17716,Aug.21,200

Presidential Decree No.17791,Dec.5,2002

Presidential Decree No.18297,Feb.28,2004

Presidential Decree No.18312,Mar.17, 2004

Presidential Decree No.18596,Dec.3, 2004

Presidential Decree No.18736,Mar.8, 2005

Presidential Decree No.18334,May26, 2005

Presidential Decree No.19422,Mar.29, 2006

Presidential Decree No.20331,Oct.23, 2007

Presidential Decree No.20367,Nov.12, 2007

Presidential Decree No.20653,Feb.29, 2008

Presidential Decree No.20947,Jul.29, 2008

Presidential Decree No.21155,Dec.3, 2008

Presidential Decree No.21214,Dec.31, 2008

Presidential Decree No.21291,Feb.3, 2009

Presidential Decree No.21518,May29, 2009

Presidential Decree No.21765,Oct.1, 2009

Presidential Decree No.21776,Oct.9, 2009

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Article 1 (Purpose)

The purpose of this Decree is to provide for matters delegated by the

Financial Holding Companies Act and matters needed for the enforcement

thereof.

Article 2 (Scope of Financial Business, etc.)

(1) The term “financial business” in Article 2 (1) 1 of the Financial Holding

Companies Act (hereinafter referred to as the “Act”) means financial and

insurance business in accordance with the Korean Standard Industrial

Classifications announced by the Commissioner of the Korea National

Statistical Office under Article 22 (1) of the Statistics Act.

Presidential Decree No. 18834, May 26, 2005; Presidential Decree No. 20331, Oct. 23, 2007>

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ENFORCEMENT DECREE OF THE FINANCIAL HOLDING COMPANIES ACT

(2) The term “companies closely related to the operation of financial

business” in Article 2 (1) 1 of the Act means companies aiming at the

operation of businesses in any of the following subparagraphs:

1. Provision of services, such as computation and data processing, to

companies conducting financial businesses (hereinafter referred to as

“financial institutions”);

2. Management of real estate and other assets in possession of financial

institutions;

3. Investigation and research related to financial businesses; and

4. Other businesses directly related to the businesses unique to financial

institutions.

(3) The term “standards prescribed by Presidential Decree” in Article 2

(1) 1 of the Act means that a company becomes the largest contributor

[in cases where the affiliated company is a private equity fund established

under the Capital Market and Financial Investment Business Act

(hereinafter referred to as “private equity fund”), a managing partner of

such private equity fund] to an affiliated company (excluding companies

which fall under any of the following subparagraphs; hereinafter referred

to as an “affiliated company”) under subparagraph 3 of Article 2 of the

Monopoly Regulation and Fair Trade Act solely or jointly with the persons

as referred to in subparagraphs 1 and 2 of Article 11 of the Enforcement

Decree of the Monopoly Regulation and Fair Trade Act (hereafter referred

to as a “specially related person” in this paragraph):

Provided

, That cases

where the number of stocks held by the company is smaller than the number

of stocks held by each specially related person shall be excluded:

by Presidential Decree No. 18834, May 26, 2005; Presidential Decree No. 20367, Nov. 12, 2007;

Presidential Decree No. 20947, Jul. 29, 2008>

1. Where a small or medium enterprise start-up investment company

established under the Support for Small and Medium Enterprise

Establishment Act has acquired the stocks of another domestic

company with the aim to invest in its founder, such other domestic

company;

2. Where a venture capital business operator established under the

Specialized Credit Financial Business Act has acquired the stocks

of another domestic company with the aim to support venture

businessmen, such other domestic company;

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